PRIVACY STATEMENT
FUTURES INVESTMENT COMPANY
5914 N. 300 WEST
FREMONT, INDIANA 46737
Telephone: (260) 833-1306
Futures Investment Company, a broker/dealer
registered with the Financial Industry Regulatory Authority and an Introducing Broker registered
with the National Futures Association is committed
to safeguarding the confidential information of its
prospects and clients. We hold all personal information
provided to our firm in the strictest confidence.
These records include all personal information that
we collect from you in connection with any of the
services provided by or firm and its representative
and associated persons. We have never disclosed information
to nonaffiliated third parties, except as directed
by you and required by law, and do not anticipate
any change in these procedures in the future. If we
were to change this disclosure policy, we would not
take such action without your permission. As you know,
we use the financial information you provide to us
to help you meet your personal financial goals while
guarding against any real or perceived infringements
of your rights of privacy.
A full statement of our privacy policy
with respect to personal information about you is
as follows:
* We limit employee and independent
contractor representatives of ours access to information
in your file to only to those persons who have a business
or professional reason for knowing.
* We limit the delivery of your
information to only those nonaffiliated parties who
directly service your account such as trustees and
clearing brokers or as directed by you or as required
by law. As examples, Federal regulations permit us
to share a limited amount of information about you
with a clearing brokerage firm in order to execute
securities transactions on your behalf and we have
implied permission from you to discuss your financial
situation with your accountant or other professional.
* We use our best efforts to maintain
a secure office and computer environment to ensure
that your information is not placed at unreasonable
risk.
* The categories of nonpublic personal
information that we collect from a client and independent
third parties depends upon the scope of the client
engagement. It will include information about your
personal finances, information about your health to
the extent that it is needed for the planning process,
information about transactions between you and third
parties, and information from consumer reporting agencies.
* For unaffiliated third parties
that require access to your personal information,
including financial service companies, consultants,
and auditors, we also require strict confidentiality
in our agreements with them and expect them to keep
this information private. Federal and state regulators
also may review firm records as permitted under law.
* We do not provide your personally
identifiable information to mailing list vendors or
solicitors for any purpose.
* Personally identifiable information
about you will be maintained during the time you are
a client, and for the required time thereafter that
such records are required to be maintained by Federal
and state securities laws. After this required period
of record retention, all such information is expected
to be destroyed.