Home | Privacy | Risk Disclosure
 
If you are interested in allocating a portion of your portfolio to managed
futures investments,

please register for access to additional information on the futures funds and products available through FIC.

Register Now >

......................................................................

 

PRIVACY STATEMENT

FUTURES INVESTMENT COMPANY
5914 N. 300 WEST
FREMONT, INDIANA 46737
Telephone: (260) 833-1306

Futures Investment Company, a broker/dealer registered with the Financial Industry Regulatory Authority and an Introducing Broker registered with the National Futures Association is committed to safeguarding the confidential information of its prospects and clients. We hold all personal information provided to our firm in the strictest confidence. These records include all personal information that we collect from you in connection with any of the services provided by or firm and its representative and associated persons. We have never disclosed information to nonaffiliated third parties, except as directed by you and required by law, and do not anticipate any change in these procedures in the future. If we were to change this disclosure policy, we would not take such action without your permission. As you know, we use the financial information you provide to us to help you meet your personal financial goals while guarding against any real or perceived infringements of your rights of privacy.

A full statement of our privacy policy with respect to personal information about you is as follows:

* We limit employee and independent contractor representatives of ours access to information in your file to only to those persons who have a business or professional reason for knowing.

* We limit the delivery of your information to only those nonaffiliated parties who directly service your account such as trustees and clearing brokers or as directed by you or as required by law. As examples, Federal regulations permit us to share a limited amount of information about you with a clearing brokerage firm in order to execute securities transactions on your behalf and we have implied permission from you to discuss your financial situation with your accountant or other professional.

* We use our best efforts to maintain a secure office and computer environment to ensure that your information is not placed at unreasonable risk.

* The categories of nonpublic personal information that we collect from a client and independent third parties depends upon the scope of the client engagement. It will include information about your personal finances, information about your health to the extent that it is needed for the planning process, information about transactions between you and third parties, and information from consumer reporting agencies.

* For unaffiliated third parties that require access to your personal information, including financial service companies, consultants, and auditors, we also require strict confidentiality in our agreements with them and expect them to keep this information private. Federal and state regulators also may review firm records as permitted under law.

* We do not provide your personally identifiable information to mailing list vendors or solicitors for any purpose.

* Personally identifiable information about you will be maintained during the time you are a client, and for the required time thereafter that such records are required to be maintained by Federal and state securities laws. After this required period of record retention, all such information is expected to be destroyed.

Tel: 260.833.1306 • Toll Free: 800.331.1532
  © Copyright 2007 Futures Investment Company